Privacy Policy

One of Investment Capital Advisors (ICA) LLC's core values is the privacy and security of an individual's personal financial information.

Our most valued assets are our relationships with our customers, and, therefore, we take your privacy concerns very seriously.

ICA collects nonpublic personal information about its clients from information provided by the clients to account applications and forms and through transactions that occur in the clients’ trading accounts.

ICA does not disclose any nonpublic personal information about its clients to anyone, except as permitted or required by law.  At times, ICA may be required to furnish complete client records to regulators, legal counsel, courts of competent jurisdiction, or other entities as required by law.

ICA enters into agreements with external compliance/accounting firms to compile performance data for the ICA Managed Accounts Program.

ICA has obtained reasonable assurance that the external compliance firm will not share the clients’ information with third parties.  However, a client may instruct ICA, in writing, to not provide its month end statements to the external compliance firm.

ICA will not sell clients’ personal information to anyone and no client will be permitted to review other clients’ records.

ICA maintains physical, electronic, and procedural safeguards to protect clients’ nonpublic personal information.


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